-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFrzwQuujXnFuov784SCe+c91BXOUa2qw75s6jUAmWgOZvfKgEWqARIPv/YfvTo8 Nn9WoTOOzOfUDgMyPqMmUA== 0000908695-07-000074.txt : 20070510 0000908695-07-000074.hdr.sgml : 20070510 20070510105229 ACCESSION NUMBER: 0000908695-07-000074 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) CENTRAL INDEX KEY: 0001168164 IRS NUMBER: 421537593 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79116 FILM NUMBER: 07835484 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 866-787-2257 MAIL ADDRESS: STREET 1: C/O STATE STREET BANK AND TRUST STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: FRESCO INDEX SHARES FUNDS DATE OF NAME CHANGE: 20020225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED SERVICES AUTOMOBILE ASSOCIATION CENTRAL INDEX KEY: 0001021249 IRS NUMBER: 740959140 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9800 FREDERICKSBURG RD CITY: SAN ANTONIO STATE: TX ZIP: 78288 BUSINESS PHONE: 2104980600 MAIL ADDRESS: STREET 1: 9800 FREDERICKSBURG RD CITY: SAN ANTONIO STATE: TX ZIP: 78288 SC 13G 1 spdr-msci.txt SPDR MSCI ACWI EX-US ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _1__)1 SPDR MSCI ACWI ex-US ETF - -------------------------------------------------------------------------------- (Name of issuer) Common Stock - -------------------------------------------------------------------------------- (Title of class of securities) 863308813 - -------------------------------------------------------------------------------- (CUSIP number) April 30, 2007 - -------------------------------------------------------------------------------- (Date of event that requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) (amendment under 13d-2(c)) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on the following pages) (Page 1 of 5 Pages) - -------------------------------- 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). SCHEDULE 13G - -------------------- ------------------ CUSIP NO. 863308813 PAGE 2 OF 5 PAGES - -------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION STATE OF TEXAS - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 102,313 BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH NONE REPORTING -------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 102,313 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 102,313 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.39% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IC ================================================================================ * SEE INSTRUCTIONS - ------------------- ----------------- CUSIP NO. 863308813 PAGE 3 OF 5 PAGES - ------------------- ----------------- SCHEDULE 13G ITEM 1(A). NAME OF ISSUER: SPDR MSCI ACWI ex-US ETF ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: SSgA Funds Management Inc. c/o State Street Bank and Trust Company One Lincoln Center Boston, MA 02211 ITEM 2(A). NAMES OF PERSONS FILING: United Services Automobile Association ITEM 2(B). BUSINESS MAILING ADDRESS FOR THE PERSONS FILING: 9800 Fredericksburg Road San Antonio, Texas 78288 ITEM 2(C). CITIZENSHIP: Texas ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E). CUSIP NUMBER: 863308813 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (A) [ ] BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT; (B) [ ] BANK AS DEFINED IN SECTION 3(A)(6) OF THE ACT; (C) x INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT; (D) [ ] INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940; (E) [ ] AN INVESTMENT ADVISER IN ACCORDANCE WITH SECTION 240.13D-1(B) (1)(II)(E); (F) [ ] AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH SECTION 240.13D-(B)(1)(II)(F); (G) [ ] A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH SECTION 240.13D-1(B)(1)(II)(G); (H) [ ] A SAVINGS ASSOCIATION AS DEFINED IN SECTION 3(B) OF THE FEDERAL DEPOSIT INSURANCE ACT; (I) [ ] A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(C)(14) OF THE INVESTMENT COMPANY ACT OF 1940; (J) [ ] GROUP, IN ACCORDANCE WITH SECTION 240.13D-1(B)(II)(J). - ------------------- ----------------- CUSIP NO. 863308813 PAGE 4 OF 5 PAGES - ------------------- ----------------- SCHEDULE 13G ITEM 4. OWNERSHIP: (A) AMOUNT BENEFICIALLY OWNED: 102,313 (B) PERCENT OF CLASS: 6.39% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 102,313 (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: None (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 102,313 (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: At April 30, 2007, USAA, an insurance company as defined in Section 3(a)(19) of the Act, was the beneficial owner of 102,313 shares of Common Stock of SPDR MSCI ACWI ex-US ETF, which represents a decrease of more than five percent in USAA's previously reported beneficial ownership. The filing of this Schedule 13G shall not be construed as an admission that any reporting person or its affiliates is for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Section 13G. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable - -------------------- ----------------- CUSIP NO. 863308813 PAGE 5 OF 5 PAGES - -------------------- ----------------- SCHEDULE 13G ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. DATED: May 9, 2007 UNITED SERVICES AUTOMOBILE ASSOCIATION BY: /S/ DOUGLAS WARD ---------------------------------- NAME: Douglas Ward TITLE: Assistant Vice President -----END PRIVACY-ENHANCED MESSAGE-----